Thursday, January 25, 2018

one person cannot identify all risks alone since different perspectives are needed

The Real World
Jane has extensive experience in IT, particularly in application development and operations; however, she is relatively new to the information security field. She received a battlefield promotion to the role of information security officer at the financial organization she worked for (ACME Financials) after a data breach occurred. Focusing on information security she obtained her CISSP designation and built up the security program at her company by aligning with well-known information security frameworks.
Jane excelled in her position, and came to the attention of a large healthcare organization after one of the auditors of ACME Financials mentioned her to the CIO at the healthcare organization. After some aggressive recruiting the CIO convinced Jane to join the hospital system as their information security officer. Although she had limited exposure to the Healthcare Insurance Portability and Accountability Act (HIPAA) she is comfortable with working in a regulated environment as her previous organization was subject to Gram-Leach-Bliley Act (GLBA) requirements. The position is new to the hospital system and was created in response to an audit comment noted in a HIPAA audit performed by an external party.
One of the primary tasks that the CIO has for Jane is to build up the information security program. Jane is actually a little hesitant since the organization is significantly larger than her prior company; however, she is up to the challenge. Throughout this book we will keep coming back to Jane’s situation and see how risk assessments play a role in her journey to keep her new company, and frankly her new job, safe!
Let’s talk about Jane’s first day on the job. She wasn’t expecting much. Just show up at HR, get her keys, badges, and attend the new employee orientation. Basically, just ease into her new job and allow hereself to adjust and get a feel for the organization. As you well know, that seldom happens in the real world. Instead of sitting in new employee orientation the CIO of the hospital decided at the spur of the moment to ask her to speak to the IT managers, some members of the hospitals risk committee, audit department, and other select department heads of the hospitals about what she believes the organizations primary information security risks are!
Whoa! Definitely not the first day Jane was expecting. But she wasn’t going to let this rattle her. Well, she was rattled a little but she was not completely unprepared. In her prior company she had implemented her program using a risk-based approach so she was familiar with the concept of risk. She also knew that with this diverse group of people, they would probably come to the meeting with their own preset ideas on the definition of risk in the context of their specific department or field. Since it was her first day, she really didnt want to ruffle any feathers by minimizing or highlighting specific risks since she didn’t feel like she knew enough about the organizations operating environment to make that call.
With all of that in mind, instead of going up and enumerating risks from out of the air, Jane decided to start with a conciliatory note:
“Each one of us here would most likely have their own ideas of what the “primary” risks are. For example, for audit, you would probably be concerned about the possibility of a lack of compliance to HIPAA. For the department heads here, this could be the possibility that we’ll be unable to deliver service to our patients. For others, it could be a possible inability to protect our patient’s personal information. All of these are valid risks and all could produce a negative impact to our organization. But in order to answer the question of which ones are the “primary” risks to the organization, we need to start measuring risk through a documented and repeatable process. This is one of the main things that I plan to start with, a formal risk assessment process for information security. Though ultimately risk is always based on perception, a formal process will allow us to look at all the risks in a more objective manner. What I would really like to do now is go around the table and ask each of you to tell me what risks are of primary concern to your department.”
As Jane waits for a response from the group she is met with blank stares! Not one to give up, she decided to just start with the person immediately on her left and then work her way around the room, helping each of the participants to convey their risk in a structured way by utilizing her knowledge of the definitions and components of risk. For example when she was talking to the applications manager:
Jane: “What security event are you worried about?”
Application Manager: “Hmmm. Not much really. But I guess hackers might be able to get into our hospital website?”
Jane: “That’s is worth looking into. What things to do you have in place to protect from hackers?”
Applications Manager: “Hmmm. Nothing on our side. But we do have a firewall. Besides the website is just html and I don’t think they’ll be able to use anything there.”
Jane: “But they can deface the website right?”
Applications Manager: “Right. That’s true, they can deface the website by changing the files.”
CIO: “Hmmm. I think we’ll want to look more into that. That would be really embarrassing to the hospital. If people think we can’t protect our website, then how would they be comfortable that we can protect their sensitive information?”
By going around the table, Jane is beginning to see trends in the risks that the people in the room are most concerned with and equally as important is able to start identifying preconceptions that may be wrong. You’ve also probably noticed that she is doing it in a very structured way; ask for the threat, then the vulnerability, and finally the asset. It’s good to know the basics since if push comes to shove you can fall back onto basics to guide a productive conversation about risk.
By going around the room and letting other people talk, with some gentle guiding, she was able to quickly learn quite a bit about the perception of risk within her new organization. She did run into some snags, one of the attendees was adamant that the risk assessment could be done in a day and was under the impression that the meeting they were having was the risk assessment, not understanding why the process would actually take some time and require meetings with multiple groups. Now the meeting was probably not what Jane’s CIO was expecting but hey, it’s her first day and she knows she is going to educate her new boss as much, or probably even more, than anyone else in the organization. Although done indirectly, Jane was able to convey that one person cannot identify all risks alone since different perspectives are needed and that this would ultimately be an organizational effort. She also demonstrated her knowledge of the concept of risk and used that knowledge to create a structured information gathering approach for questioning the meeting participants.
All in all, not a bad first day for our information security officer!

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